 |
|
Project management: Providing
overall guidance and support in a supervisory
capacity for timely execution of the compliance
project |
|
|
Active assistance in scope
determination, documentation, controls evaluation
and remediation: |
| |
|
| |
|
|
Reviewing and
documenting business processes |
|
Assessing risks,
mapping risks to financial statement
assertions and evaluating key controls
(business process, financial reporting
and information technology) related
to financial reporting |
|
Identifying fraud
indicators to address key risks and
make recommendations to strengthen the
control environment |
|
Developing and
implementing code of business conduct
and a whistleblower policy |
|
Testing the design
and operating effectiveness of key controls |
|
Recommending process
improvements to mitigate identified
risks and enhance the effectiveness
of controls |
| |
|
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Training: Conducting training
sessions and workshops on specific regulatory
compliance issues for client personnel and
senior management |
|
|
Compliance tool setup: Assist
in evaluation, set-up and implementation of
the compliance management tool |
|
|
Change recognition process
management: Developing a customized change
recognition process that is both scalable
and sustainable |
