Capital Markets
Meeting regulatory requirements
EXL helps global banking institutions improve their securities operations by addressing the entire life cycle and providing information to enable clients to identify regulatory and compliance gaps, set up governance culture, develop remediation plans, implement solutions and provide ongoing performance tracking. By deploying the most advanced technology, analytics and domain expertise, we help investment banking, asset management, custody and fund administration and brokerage firms meet regulatory expectations like data sharing, aggregation, integrity and reporting, as well as improve performance and enhance customer experience.
What we do
EXL creates strategic value with a sophisticated and integrated analytics, technology and domain solution.
Customer experience
EXL’s digital customer engagement services are built on deep understanding of this space and our clients’ aspirations.
Digital customer service center
Client onboarding
Risk & compliance
Our digitally-enabled offerings, tailored to the unique needs of our clients focus on digitization and improvement of processes and audit automation.
KYC compliance
AML/fraud sanctions
Risk model development
Automated financial spreading
Internal audit and automation
Regulatory compliance
Digital operations
EXL digitizes clients’ operations, by providing functional and domain bots specific to this industry through image analytics, and content extraction that leverages machine learning.
Digital reconciliation
Digital back office
Legal review
Finance and accounting services
Data & analytics
EXL merges statistical data mining with a consultative approach and end-to-end modeling tools to support the banking industry.
Customer analytics
Marketing analytics
Risk analytics
MDM/EDM solutions