Regulatory compliance solution - Digital operations | EXL

Building the digital audit and compliance function

EXL helps customer move compliance functions from a sample-based model to a continuous monitoring model. We orchestrate advanced digital interventions to simplify compliance processes, automate tasks, improve reporting, and monitor compliance risks. We drive better outcomes through increased insight into business risks, improved risk forecasting, and stronger assessments of strategic priorities

What we do

We work with audit and compliance executives to give them increased assurance, deeper real-time insights into deficiencies, early warning signals, and reduce audit fatigue

Compliance operations & strategy

Compliance operations & strategy

<ul><li>Sarbanes-Oxley Compliance</li><li>Internal audit co-sourcing</li><li>Compliance target operating model</li><li>Audit and compliance automation</li></ul>

Regulatory change

Regulatory change

<ul><li>Data protection and EU-GDPR</li><li>Solvency II, Basel III/BCBS 239</li><li>Insurance Distribution Directive (IDD)</li><li>BREXIT advisory</li><li>MAR 205, HIPAA, AML/KYC, 23 NYCRR 500 (NYDFS), FCPA, PCI DSS, OFAC and others</li></ul><p> </p>

Cybersecurity

Cyber, fraud & risk

<ul><li>Cyber security audit</li><li>Audit and fraud analytics</li><li>Vendor / third-party risks and controls assessment</li><li>Fraud analytics implementation</li></ul>

Insights

Explore the latest perspectives

EXL Transaction Insights improves underwriting for a US ...

View Case study

How EXL is helping companies master the cybersecurity se...

View White paper

Balancing AI and human agents: A strategic approach

View White paper

View all insights